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Safe as the House of Lords
Marie-José Arquié Université de
Metz
«Perhaps the oddest and least defensible part of
the British constitution is the power wielded by hereditary peers in the
House of Lords. [...] There are no conceivable grounds for maintaining
this system» (Blair, Tony. New Britain: My Vision of a New Country,
318-19). As early as 1996, Tony Blair had made it clear he wanted to reform
the House of Lords which he considered a bastion of conservatism. Consequently,
he committed his government to reforming it in the Labour Party’s manifesto.
After the 1997 general election, the House of Lords repeatedly frustrated
his government’s legislation: in the 1997-98 session of Parliament, it
inflicted over 30 defeats on the government. For example, at the end of
the session, the government had to drop the European Parliamentary Elections
Bill which provided for a closed, proportional representation voting system
for elections to the European Parliament. Although the bill was reintroduced
in the next session and received the Royal Assent on 14 January 1999, this
was a defeat for the government which failed to achieve one of its manifesto
commitments. For Tony Blair, reform of the House of Lords became urgent.
The composition of the House of Lords before the reform
On 1 July 1999 there were 1,289 members of the House of
Lords:
• 26 Lords Spiritual, i.e. the Archbishops of Canterbury
and York, the Bishops of London, Durham and Winchester, and the 21 next
most senior diocesan bishops of the Church of England;
• 759 hereditary peers: apart from 8 hereditary peers
of first creation, all had inherited their title and position in the House
of Lords from their father or mother;
• 477 life peers who were appointed by the Queen on the
advice of the prime minister to reward services rendered; their children
may not inherit the title;
• 27 law lords who are the senior judges appointed by
the Queen to the House of Lords, which is the final court of appeal for
civil cases in Britain and for criminal cases in England, Wales and Northern
Ireland; their children may not inherit the title either.
None of the members of the House of Lords was democratically
elected, so they could not be said to be representative of the British
nation. However, for the Labour government, this was not the main worry.
The bone of contention was the state of the parties.
State of the parties on 1 July 1999:
• Conservative: 471
• Labour: 176
• Liberal Democrats: 66
• Cross-bencher: 339
• Other (including Lords Spiritual): 113.
N.B.: 124 peers did not sit because they were either
without writs of summons — the document which requires them to sit in the
Lords — or on leave of absence.
The figures show that the Conservatives outnumbered Labour
and that the cross-benchers, who do not have a political affiliation and
are independent, had a strong influence over the outcome of votes. This
creates no theoretical difficulty when the Conservatives are in power,
although, in practice, Conservative peers have not always passed Conservative
bills automatically. For example, when Margaret Thatcher was in power,
the House of Lords was rebellious. In 1988The Sunday Telegraph Magazine,
which was angry with the Prime Minister’s authoritarianism, wrote: «it
seems that it is only in the Lords that the Prime Minister can be challenged.
[...] Since Mrs Thatcher came to power in May 1979, her governments
have been defeated over a hundred times in the Lords» («The
new opposition: Power returns to the Lords,» 14 February 1988). When
Labour is in power, the figures show that the government cannot win in
the House of Lords. However, Labour has been in power several times during
the twentieth century and, in most cases, the Upper House has played the
constitutional game. Traditionally, when a non-Conservative government
is in power, the Upper House should only oppose government measures if
they have not been promised to the electors in the manifesto: this is called
the Salisbury Doctrine. Yet when Labour is in power, the Conservative peers’
position is uncomfortable. On the one hand, if they frustrate Labour’s
legislative programme, they help the opposition in the House of Commons,
maintain their authority and retain their credibility in the eyes of their
own MPs and the Conservative rank and file. But at the same time, they
weaken the House of Lords which can be criticised because it is unelected
and goes against the wish of a democratically-elected government — and
consequently, of the electorate. In 1964 when Harold Wilson, the Labour
Prime Minister, tried to reform the House of Lords, Lord Carrington warned:
«once we start using our veto, we’re damaging the object of a Second
Chamber.» On the other hand, if the Conservative peers rubber-stamp
all Labour legislation, they can be accused of being useless. In that case,
why should a Labour government not abolish the House of Lords? Every time
Labour is in power, the Conservative peers find it very difficult indeed
to be a majority opposition.
The functions of the House of Lords
The very existence of the House of Lords can be questioned,
as it is not a democratically-elected body. Is it an anachronism? Does
it have any power or is it just an exclusive wining and dining club?
Until the beginning of the twentieth century, the Upper
Chamber had considerable power since it could veto any bill that the House
of Commons submitted to it. Successively, in 1911 and in 1949, its power
was greatly reduced, while the House of Commons’ increased. Today the House
of Lords does not scrutinise the budget or taxation. Yet it has a legislative
function: it can initiate legislation and it considers all the bills which
have already been examined in the House of Commons. Since it can amend
them, often to make them more workable, it can be considered a revising
body which helps the House of Commons; however, in some cases, the government
and the Commons see the Lords’ amendments to bills as intolerable obstacles.
Bills can also be introduced in the House of Lords; they are then examined
by the House of Commons, which relieves the Lower House of some of its
work: this is useful as it is often pressed for time. The House of Lords
also has a judicial function: it is the final court of appeal for civil
cases in Britain and for criminal cases in England, Wales and Northern
Ireland; in that case, only five law lords attend the debates. Finally,
it has a delaying function: it may veto any public bill, except a money
bill, for one parliamentary session. If the government introduces the same
bill into Parliament in the next session and if the House of Commons votes
in its favour again, the Lords have to accept it. The Lords have the power
to resist a prime minister who would like to impose some legislation they
think the electorate would refuse. The House of Lords can be considered
a guarantor of citizens’ rights and privileges. However, in practice, the
delaying function is limited: the Lords can only delay the passage of the
bill for a maximum period of thirteen months.
Although the functions of the House of Lords are limited,
it is useful: it acts as a safeguard against the increasing powers
of the government and of the prime minister. It has more time and more
independence than the House of Commons to debate issues in depth. Opinions
and ideas can be expressed freely, because the peers do not have to worry
about reelection.
The crisis
The new Labour government quickly realised they faced
a problem: how were they to deal with a rebellious unelected Upper House?
In 1998 the House of Lords successively defeated the government on the
Greater London Authority (Referendum) Bill, the Firearms (Amendment) Bill,
the Competition Bill, the Bank of England Bill, the Data Protection Bill,
the National Minimum Wage Bill, the Social Security Bill, the School Standards
and Framework Bill, to name but a few. Although the Commons overturned
all proposed amendments, the Lords proved a thorn in the government’s side.
The Lords also rebelled on the government’s decision to ban the sale of
beef on the bone. The most publicised defeats were on the Teaching and
Higher Education Bill, and the Crime and Disorder Bill.
Understandably, the Labour MPs called for a reform of
the Upper House, in particular a reform of its composition; the calls became
stronger as the session continued. For example, on 10 June 1999, Mr Touhig,
a Labour MP, asked the Prime Minister to «assure the House that the
government are determined to end the right of hereditary peers to sit in
Parliament» (Whitaker’s Almanack 1999, 1164). Mr Blair answered:
«I confirm that. It is not just the injustice of hereditary peers
sitting in the other place and making laws; there is an inbuilt majority
of three to one in perpetuity for the Conservative party in the House of
Lords, irrespective of who wins the general election» (Whitaker’s
Almanack 1999, 1164). Surprisingly, they only targeted the hereditary peers.
It would have seemed logical to target all peers since a majority of life
peers are Conservative-leaning too, so the hereditary peers seemed to be
scapegoats. Admittedly, a Labour prime minister is free to ask the Queen
to appoint a large group of Labour life peers to restore the political
balance. Their reaction was pragmatic rather than deeply-rooted in well-thought
out theory.
One solution
Baroness Jay of Paddington, the Leader of the House of
Lords, presented the White Paper Modernising Parliament: Reforming the
House of Lords to Parliament on 20 January 1999. It suggested a range of
possibilities for the future composition and powers of the House of Lords.
Its main proposals were to remove the right of hereditary peers to sit
and vote in the Lords, nominate life peers thanks to an independent Appointments
Commission and establish a Royal Commission to consider wide-ranging long-term
reform; that Commission was to report by 31 December 1999.
On 19 January 1999, the government introduced the House
of Lords bill, which provided for the exclusion of hereditary peers from
the Upper Chamber. Understandably, the debate in the House of Lords was
stormy, since the Lords argued that the hereditary peers would lose the
right to sit and vote in the Upper House for nothing more than party political
advantage. They also pointed out that they did not know what the Lords’
composition would be once the hereditary peers were removed. During the
Committee Stage, Lord Weatherhill, a former Speaker of the House of Commons
and cross-bench peer, introduced a compromise amendment which was passed
by 351 votes to 32: 92 hereditary peers would remain in the Lords until
the Upper House had been fully reformed. He said this would «provide
a means of easing the transition from the present Chamber to a fully reformed
second Chamber» (Whitaker’s Almanack 2000, 1163). This clause was
included in the House of Lords Act (1999); in October 1999 the hereditary
peers campaigned, and they elected 75 of them on 5 November; the remaining
seventeen are deputy Speakers and other Office holders.
It is paradoxical that there should be «elected
hereditary» peers, a provision which seems to come from Alice in
Wonderland. Needless to say, the Conservative hereditary peers voted for
their Conservative-leaning friends: there are only two Labour elected hereditary
peers. The Labour government has hardly won the war: it has an interim
House of Lords with a Conservative majority and it is bound to face another
major battle if and when it wants to carry on with its step-by-step reform
of the Lords.
The present composition of the House of Lords
On 4 April 2000, there were 669 members of the House of
Lords:
• the two archbishops and 24 bishops;
• 524 life peers;
• 27 law lords;
• 92 peers under the House of Lords Act (1999), i.e.
«elected hereditary» peers, deputy Speakers and other Office
holders.
State of the parties on 4 April 2000:
• Conservative: 232
• Labour: 181
• Liberal Democrats: 54
• Cross-bencher: 166
• Other (including the archbishops and bishops): 32.
N.B.: 4 peers do not sit because they are on leave of
absence.
The main differences in the composition of the present
Upper House are its reduced membership and the limited number of hereditary
peers. It is not a modern, democratically-elected house; the hereditary
peerage remains in existence, albeit in a reduced form. The Conservatives
still outnumber Labour, and the cross-benchers have undue power. The second
chamber is an interim one, which means either that another reform is pending
or that the transitional period is going to last for a long time. The 1911
reform was an interim one too. Logically, since the removal of most hereditary
peers, the House of Lords has proved just as ready to fight the government
and the House of Commons as it was before the reform; for example, on 20
January 2000, it forced the government to withdraw its bill to end the
right to jury trials.
The government has not addressed the right question: the
issue of the composition of the House of Lords is entangled in its powers.
If its composition is changed deeply, its members will wish to have interesting
political careers; in that case, its powers ought to be reformed and made
explicit.
A House for the Future
The Royal Commission on the Reform of the House of Lords,
chaired by Rt Hon Lord Wakeham DL, «was appointed on 18 February
1999 with the following terms of reference:
‘Having regard to the need to maintain the position of
the House of Commons as the pre-eminent chamber of Parliament and taking
particular account of the present nature of the constitutional settlement,
including the newly devolved institutions, the impact of the Human Rights
Act 1998 and developing relations with the European Union:
• to consider and make recommendations on the role and
functions of a second chamber;
• to make recommendations on the method or combination
of methods of composition required to constitute a second chamber fit for
that role and those functions;
• to report by 31 December 1999.’»
On 23 December 1999 it submitted its report entitled
A House for the Future to Her Majesty the Queen. It was presented to Parliament
on 20 January 2000.
Writing a report is a difficult exercise indeed: a Royal
Commission must present recommendations with justifications and alternative
plans; it must discuss their advantages and drawbacks. Its recommendations
must not be too radical: they might anger the government, which would shelve
the report. Its proposals must not be too weak either, which would be an
incentive for the government to make no change whatsoever. In short, a
Commission has to strike the right balance.
Although the Royal Commission on the Reform of the House
of Lords has had to work rapidly, it has produced a well-researched document
which shows that reading and consultation have been extensive. Before discussing
the question of the composition of the «new second chamber,»
the Commission has addressed the problem of its powers, which are necessarily
linked to the Commons’, the prime minister’s and the government’s. As the
Royal Commission had been asked not to alter the balance of powers between
the House of Commons and the new second chamber, the recommendations are
non-committal. The verb «continue» and such clauses as «we
believe that the new second chamber should continue to play such a role»
are used extensively, a sign that the proposed reform is not far-reaching:
the powers of the new second chamber will be roughly the same as those
of the current House of Lords; the suspensory veto will remain the same
for most primary legislation and the Commission has not tackled the question
of the second chamber’s judicial functions because they «are outside
our terms of reference» (92). It makes no revolutionary recommendation,
but there are some minor proposals to improve the work of the second chamber.
However, the report does suggest means thanks to which the work of Parliament
as a whole will improve, such as the carry-over of bills, which would enable
Parliament to go on examining bills over two successive sessions rather
than one at the moment, or the scrutiny of Statutory Instruments — legislation
issued by government departments or local authorities which is drafted
by the ministers in charge and submitted to Parliament for approval. Yet
these ideas are not innovative, since they have been aired repeatedly by
the media and many politicians over the past few years.
The Royal Commission, however, makes more original recommendations
for the composition of the new second chamber. It should not be composed
only of professional politicians and should be representative of the population:
it should include women (at least 30 percent of members), as well as representatives
from the ethnic minorities, the voluntary sector, and cultural, sporting,
professional, vocational and human rights organisations.
The Royal Commission does not determine exactly how many
people would sit in the second chamber, but it suggests that there should
be about 550 members, a number which could change depending on circumstances;
many members should participate on a part-time basis and remain active
in other spheres of life. There would be four classes of members: representatives
of the Church of England, Lords of Appeal in Ordinary (judges), regional
members and members directly appointed by an Appointments Commission which
would be fully independent of political parties and which the prime minister
could not influence. The members would serve for a maximum period of fifteen
years
and would be able to retire. The present life peers would remain members
of the new chamber for life, but they would be allowed to retire if they
wished to do so; they would smooth the transition between the House of
Lords and the reformed second chamber. The hereditary peers would be removed.
The Commission rules out direct elections for the second chamber, since
«widespread support for elections to the second chamber was combined
with near-universal cynicism about the role of political parties and a
desire to limit their influence in the second chamber» (15). Yet
there are several alternatives for discussion for the appointment of regional
members that amount to a form of indirect elections.
Understandably, considering the Lords’ obstructionism,
the Royal Commission insists that «the new second chamber should
be composed in a way which both ensures that no one party is ever in a
position to control it, and also limits the influence of political parties
upon its individual members» (26). It hammers the idea that no party
should have an overall majority to limit the influence of the government
of the day, and that 20 percent of members should be cross-benchers.
The recommendations of the report only address two defects
of the present House of Lords: the presence of hereditary peers and the
domination of the Conservative party. The Commission claims that the reformed
second chamber «will be more democratic» and «more representative»
(115), an assertion which can be questioned, considering the system of
appointments, although it is right that the prime minister should have
no say in the choice of members for the second chamber. The report only
proposes minor alterations to its powers. Admittedly, the Commission did
not have much scope for innovation since it could not challenge the pre-eminent
position of the House of Commons and the dominant role of the government
there. The wording of the report shows that the members of the Commission
were often embarrassed, especially when they made recommendations which
were paradoxical, ambiguous, and occasionally conflicting.
If the recommendations of the report are implemented,
the second chamber will no longer be a luxurious retirement home for ageing
politicians: the average age of its members should drop significantly.
But the complex structure and the limited functions of the House of Lords
remain in existence. The work of the Royal Commission could have been an
opportunity to transform the British political institutions radically and
to draft a written constitution. Britain has lost a chance to have a «more
democratic» and «more representative» political system.
It can only look forward to a cosmetic reform of the House of Lords, if
Mr Blair attempts to put it into practice, which is unlikely since a general
election is pending.
Marie-José Arquié
Université de Metz
Sources
Blair, Tony. New Britain: My Vision of a New Country.
London: Fourth Estate, 1996.
Claude, Patrice. «Ne réveillez pas le lord
qui dort.» Le Monde, 20 January 1999, 13.
Morgan, Janet P. The House of Lords and the Labour Government
1964-1970.
Oxford: Clarendon, 1975.
Parker, Andrew. «Call for elected members
in upper chamber.»The Financial Times, 21 January 2000, 8.
Pasquini, Séverine. House of Lords Reform since
1945: Democracy in Danger. Maîtrise dissertation, Université
de Metz, 1999. (There are many primary documents in appendix).
Britain 2000: The Official Yearbook of the United
Kingdom. London: TSO, 1999.
Whitaker’s Almanack 1999. London: TSO, 1998.
Whitaker’s Almanack 2000. London: TSO, 1999.
A House for the Future. Cm 4534, 2000. http://www.official-documents.co.uk/document/cm45/4534/4534.htm
«Elect the Lords.»The Economist, 22
January 2000, 19.
«Fixing the Lords.»The Financial Times,
21 January 2000, 10.
«Lost chances in the lords.»The Sunday
Times, 23 January 2000, I,18.
«The new opposition: Power returns to the Lords.»
The
Sunday Telegraph Magazine, 14 February 1988, 20-23.
Useful sites:
http://www.official-documents.co.uk
http://www.lords-reform.org.uk
(site of the Royal Commission on the Reform of the House of Lords).
http://www.parliament.the-stationery-office.co.uk
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